Financial Research Publishing Automation System (RPAS) Components Research Document Workflow, Review & Approval
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Compliance System
The Compliance System is a module in RPAS that provides automation for ensuring that documents produced by RPAS comply with SEC regulations governing research publications before they are printed and distributed to the public.
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Features
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Automatically performs the SEC-mandated compliance functions of system safeguards, backup procedures, disaster recovery, resumption of operations and record-keeping
![compliancesystemfeature02](https://infotechfb.wpenginepowered.com/wp-content/uploads/2013/05/compliancesystemfeature02.png)
Incorporates compliance approval into the research production process which ensures all research has the appropriate compliance review
![compliancesystemfeature03](https://infotechfb.wpenginepowered.com/wp-content/uploads/2014/04/whyrpas01.png)
Enables compliance-approved research to be produced in a way which ensures best possible speed-to-market of time- sensitive information