Compliance Charting System
The Compliance Charting System is a service application that creates the disclosure price charts required under NASD Rule 2711.
Features
Flexible Branding
The system creates compliance charts configured to present the detail required under the rule in a form that meets individual company branding needs. This means that the compliance charts show coverage assignment, rating and price target changes relevant to publication dates and then current price values,...REITs Reporting
REITs Reporting
REITs Reporting is a web-based application that assists financial analysts in their quest for consolidated real estate research information.
Features
Auto-Match Company Names
The system’s built-in auto-matching logic matches companies across several data source providers even if the company names are not consistent. The auto-matching logic enables data merging and provides the user a complete view of each company’s holdings.
Research Contact Management
Research Contact Management
The Research Contact Management is an application that allows you to manage contacts, target distribution of research to those contacts and track and reduce distribution costs.
Features
Full Featured Contact Management
The system allows you to maintain all the contact details, manage and track communications with your contacts and set up alerts for contacting them.
Research Spotlight
Research Spotlight
InfoTech’s Research Spotlight is a dynamic, content-driven web application deployable to sales desk and other information consumers at financial institutions. The application ensures the workforce has access to information driving investment decisions and published through the organization outlets as quickly as possible within release timeframes allowed by regulatory policy.
Features
RPAS Integration
The application integrates directly with the Research Publishing Automation System (RPAS) for access to research products and...Quiet Period Monitoring And Management System
Quiet Period Monitoring And Management System
The Quiet Period Monitoring and Management System provides oversight and management capabilities for companies subject to regulation regarding the allowable time periods around public offerings when financial research products can be published. The system provides the abilities to assign quiet periods to specific issuers and to link those assignments to the research coverage universe and covering analyst teams. The capabilities offered by the system also provide for various attribute-based reporting options and full integration with document workflow systems to ensure that research production is appropriately controlled in association with quiet period lockouts.
DDRS, Document Distribution & Repository System
DDRS (Document Distribution & Repository System)
InfoTech’s DDRS (Document Distribution & Repository System) is a highly robust and scalable email distribution system that allows an organization to de-centralize the task of email distribution of research to sales and analysts workforces as opposed to the customary inefficient centralized approach of having one single department handling the email distribution. The DDRS system integrates with Microsoft Outlook to provide an intuitive easy to use solution for sending email broadcasts. DDRS is hosted at InfoTech’s data center.
Certification Publishing Automation System (CPAS)
CPAS (Certification Publishing Automation System)
CPAS (Certification Publishing Automation System) is a unique robust tool that streamlines and automates the compliance process for publishing certification of financial products. CPAS enables companies to comply with the increasingly rigid SEC compliance regulations. CPAS combines Microsoft Word automation, workflow management and compliance regulatory features in an intuitive easy to use application.
Features
Flexible Attribute Management
Powerful administration module for creating and managing user-defined...RPAS Lite
RPAS Lite
The RPAS Lite edition is a self-contained RPAS solution hosted by InfoTech as a SaaS. It is designed for deployment at organizations where platform integration is not required. RPAS Lite is recommended for smaller financial research departments and organizations. RPAS Lite is a fully web-based platform, relying on a browser and internet connectivity. Microsoft Word is not required.
Features
Company Note Authoring
Morning notes are among the most time-sensitive...Stock Distribution Tracking System
Stock Distribution Tracking System
The Stock Distribution Tracking System is an internal and client facing system that provides broker-dealers with a consolidated platform for managing and tracking stock distributions as well as providing live progress reporting for their venture capital clients.
Features
Data Access
Provides easy-to-access reporting interface on stock distribution processing to venture capital client firms
InfoTech’s Mobile Research Library Network (iMRLN)
InfoTech's Mobile Research Library Network (iMRLN)
iMRLN(InfoTech's Mobile Research Library Network) is a mobile device delivery platform that provides authorized consumers of your firm’s research products quick and manageable access to research matter in their immediate areas of interest. iMRLN delivers the flexibility and immediacy of content access to mobile users who rely on the ability to work outside the constraints of a “wired” work environment. iMRLN can be deployed at your organization as a stand-alone application, or as an add-on to the Research Publishing Automation System, which can distribute your research documents to iMRLN. Authorized users gain access to the most recent research available as well as publications released...
Financial Research Web Services
Financial Research Web Services for RPAS
InfoTech’s Financial Research Web Services for RPAS extend the usability of RPAS by providing a state in which consumer applications request and obtain delivery of research and related metadata maintained in an RPAS Research database using a set of web services. The Research Web Service eliminates the need to manage direct access to the database by many consumers, the universe of which change over time with a typical organization, and provide a standardized set of data request methods that can be accessed by current and future consumers.
